-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LVPO4EqUXCR1SULe6x4IJviVatw0BC01Ep+xAjIbVDSZX99Ix/LuTHUhBXALnZ3i MnKFfmifsgw6hLnOztqwYw== 0001193125-04-016284.txt : 20040206 0001193125-04-016284.hdr.sgml : 20040206 20040206143737 ACCESSION NUMBER: 0001193125-04-016284 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MARIMBA INC CENTRAL INDEX KEY: 0001078295 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770422318 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58257 FILM NUMBER: 04573599 BUSINESS ADDRESS: STREET 1: 440 CLYDE AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509305282 MAIL ADDRESS: STREET 1: 440 CLYDE AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: POLESE KIM CENTRAL INDEX KEY: 0001105570 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O MARIMBA INC STREET 2: 440 CLYDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509305282 MAIL ADDRESS: STREET 1: C/O MARIMBA INC STREET 2: 440 CLYDE AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 SC 13G/A 1 dsc13ga.htm AMENDMENT 4 TO SCHEDULE 13G Amendment 4 to Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. 4)

 

 

 

Marimba, Inc.


(Name of Issuer)

 

Common Stock


(Title of Class of Securities)

 

56781Q


                                (CUSIP Number)                                

 

December 31, 2003


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

¨ Rule 13d-1(c)

 

x Rule 13d-1(d)

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 56781Q

 

13G

 

Page 1 of 4 Pages


  1.  

Name of Reporting Person

S S. or I.R.S. Identification No. of above Person

 

Kim K. Polese

   

  2.  

Check the Appropriate Box if a Member of a Group*

(a)  ¨

(b)  ¨

   

  3.  

SEC Use Only

 

   

  4.  

Citizenship or Place of Organization

 

U.S.A.

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    Sole Voting Power

 

        1,770,449(1)        


  6.    Shared Voting Power

 

        0        


  7.    Sole Dispositive Power

 

        1,770,449(1)        


  8.    Shared Dispositive Power

 

        0        


  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,770,449(1)

   

10.  

Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*

 

¨

   

11.  

Percent of Class Represented by Amount in Row (9)

 

6.7%            

   

12.  

Type of Reporting Person*

 

IN            

   


(1) Includes 86,111 shares subject to options exercisable within 60 days of December 31, 2003.


CUSIP No. 56781Q   SCHEDULE 13G   Page 2 of 4 Pages

 

Item 1(a).

      

Name of Issuer.

Marimba, Inc.

        

Item 1(b).

      

Address of Issuer’s Principal Executive Offices.

440 Clyde Avenue, Mountain View, CA 94043

        

Item 2(a).

      

Name of Person Filing.

Kim K. Polese

        

Item 2(b).

      

Address of Principal Business Office or, if none, Residence.

440 Clyde Avenue, Mountain View, CA 94043

        

Item 2(c).

      

Citizenship.

U.S.A.

        

Item 2(d).

      

Title of Class of Securities.

Common Stock

        

Item 2(e).

      

CUSIP No.    

56781Q

        

Item 3.

       Not applicable.         

Item 4.

       Ownership.         
   

(a)

   Amount beneficially owned:    1,770,449   (1)
   

(b)

   Percent of class:    6.7%    
   

(c)

   Number of shares as to which the person has:         
         (i)    Sole power to vote or to direct the vote:    1,770,449   (1)
         (ii)    Shared power to vote or to direct the vote:    0    
         (iii)    Sole power to dispose or to direct the disposition of:    1,770,449   (1)
         (iv)    Shared power to dispose or to direct the disposition of:    0    

 


(1) See footnote (1) on the cover page.

 

Item 5.

       Ownership of Five Percent or Less of a Class.          
        

Not applicable.

         

Item 6.

       Ownership of More than Five Percent on Behalf of Another Person.          
        

Not applicable.

         


CUSIP No. 56781Q   SCHEDULE 13G   Page 3 of 4 Pages

 

Item 7.

   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
                 Not applicable.

Item 8.

   Identification and Classification Members of the Group.          
                 Not applicable.          

Item 9.

   Notice of Dissolution of Group.          
                 Not applicable.          

Item 10.

   Certification.          
                 Not applicable.          


CUSIP No. 56781Q   SCHEDULE 13G   Page 4 of 4 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 6, 2004       By:   /s/    Kim K. Polese        
           
            Kim K. Polese
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